SERVICES

Let's face it - keeping track of all the regulatory requirements, in all areas of the bank, is an overwhelming task for anyone, especially when each employee normally has many other hats to wear for their day-to-day duties. How do you prevent having a complete examining team show up without knowing if you're completely prepared, when your current employees don't have time for compliance, and the bank just cannot afford to hire more staff?

Glad you asked!  The beauty of having a relationship with OnTrack Compliance & Training LLC is knowing that we will periodically perform the necessary audits, assessments, training, and support when you need it, ensuring that the bank stays current and in compliance!

AUDITS:

  • Consumer Loans
  • Consumer Real Estate Loans
  • Commercial Real Estate Loans
  • Flood Loans
  • HMDA Data Scrub
  • Adverse Action Notices
  • SCRA
  • CRA
  • Reg CC Holds
  • Cash Count
  • Advertising/Marketing
  • Reg D Transactions
  • Reg DD Periodic Statements & Disclosures
  • Reg E Disputes
  • Annual ACH

RISK ASSESSMENTS:

  • Fair Lending
  • Compliance

TRAINING:

  • All Lending Regulations
  • Deposit Regulations as Requested
  • HMDA
  • Fair Lending
  • SCRA

SUPPORT:

Available to all staff members, as little or as much as you desire, via telephone or email!